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Alexander Stephen Augustyn

Charles Schwab & Co., Inc.

Omaha, NE

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-10-06
  • NE RA
    APPROVED
    Since 2022-10-06

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tanners Bar And Grill Omaha NE 04/2013 Present
Td Ameritrade, Inc. Elkhorn NE 01/2015 12/2023
Charles Schwab And Co., Inc. Omaha NE 12/2022 Present
Td Ameritrade Investment Management, Llc Omaha NE 12/2015 07/2017
Charles Schwab Bank, Ssb Omaha NE 03/2024 Present
Charles Schwab Premier Bank Omaha NE 03/2024 Present
  • 04/2013 → Present
    Tanners Bar And Grill
    Omaha, NE
  • 01/2015 → 12/2023
    Td Ameritrade, Inc.
    Elkhorn, NE
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Omaha, NE
  • 12/2015 → 07/2017
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 03/2024 → Present
    Charles Schwab Bank, Ssb
    Omaha, NE
  • 03/2024 → Present
    Charles Schwab Premier Bank
    Omaha, NE
Previous Registrations
  • 2015-12-03 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Elkhorn, NE
  • 2015-12-03 → 2017-07-27
    Td Ameritrade Investment Management, Llc
    Omaha, NE
Other Businesses

06/2013 START DATE AT TANNERS BAR AND GRILL - BARTENDER ON SATURDAY AM SHIFT; COMPENSATION IS RECEIVED; NOT INVESTMENT RELATED; 28 HOURS PER MONTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-02
S63 Uniform Securities Agent State Law Examination 2015-02-20
  • S66 Uniform Combined State Law Examination
    2015-12-02
  • S63 Uniform Securities Agent State Law Examination
    2015-02-20
Other Names
  • Alexander Augustyn

View on SEC IAPD

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EQUITABLE ADVISORS, LLC · OMAHA, NE
MML INVESTORS SERVICES, LLC · Omaha, NE
AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
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