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Debra Lea Hastings

LPl Financial LLC

El Paso, TX

CRD 6204293

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-18
  • TX RA
    APPROVED
    Since 2022-05-18

Branch Locations

El Paso, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2013 05/2017
Cuna Brokerage Services, Inc Waverly IA 06/2017 10/2024
Gecu El Paso TX 06/2017 10/2024
Lpl Financial Llc El Paso TX 05/2022 Present
  • 06/2013 → 05/2017
    St Louis, MO
  • 06/2017 → 10/2024
    Cuna Brokerage Services, Inc
    Waverly, IA
  • 06/2017 → 10/2024
    Gecu
    El Paso, TX
  • 05/2022 → Present
    El Paso, TX
Previous Registrations
  • 2017-06-16 → 2022-05-18
    Cuna Brokerage Services, Inc.
    El Paso, TX
  • 2013-10-07 → 2017-05-25
    El Paso, TX
    El Paso, TX
    St Louis, MO
    El Paso, TX
Other Businesses

1. 05-18-2022-GECU Investment Services- Investment Related-Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-08
  • S66 Uniform Combined State Law Examination
    2013-08-08
Other Names
  • Debra Lea Hastings

View on SEC IAPD

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