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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-05-15
  • OH RA
    APPROVED
    Since 2025-05-15

Branch Locations

3501 Wilmington Pike, Kettering, OH 45429 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Day Air Credit Union Kettering OH 06/2015 Present
Cuso Financial Services, Lp San Diego CA 06/2015 05/2025
Lpl Financial Llc Kettering OH 05/2025 Present
  • 06/2015 → Present
    Day Air Credit Union
    Kettering, OH
  • 06/2015 → 05/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 05/2025 → Present
    Kettering, OH
Previous Registrations
  • 2015-06-01 → 2025-05-15
    Cuso Financial Services, L.P.
    Kettering, OH
    San Diego, CA
    Kettering, OH
    Dayton, OH
    Kettering, OH
  • 2013-08-23 → 2015-06-01
    Dayton, OH
    Dayton, OH
    Huber Heights, OH
Other Businesses

1- 05/15/2025 - Day Air Wealth Management Group - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 05/16/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-23
  • S66 Uniform Combined State Law Examination
    2013-08-23

View on SEC IAPD

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