Rocky Lee Rohde

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 03/2020
  Ameriprise Financial Services, Inc.
  Victoria, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Victoria, TX

Other Businesses

Independent Insurance Brokering; Blue Cross Blue Shield of TX; 07/01/2015; / United Health Care Insurance Company; 11/06/2015; / Humana; 07/15/2022; / Aetna; 07/01/2015; Medicare Supplement / Wellcare; 07/15/2022; . Business Ownership; Rohde Financial Group, LLC; ; financial advisory practice of Ameriprise Financial Services Inc; 5606 N Navarro Ste 207Victoria TX 77904, ,; Investment-Related; 06/07/2013; 60 hours per month; 60 during trading hours / Live Pure; I just purchase supplements for myself; health: vitamins, supplements; 7164 Technology Drive, Suite 100, , Frisco, TX, TX, 75033; Not Investment-Related; 10/30/2012; 0 hours per month; 0 during trading hours. Outside Employment; Rohde Financial Group LLC (1); Co-owner; Manage advisory business; 5606 N Navarro St, Suite 207, Victoria, TX, 77905; Investment-Related; 06/13/2013; 40 to 59 hours per month; 10 to 19 during trading hours. Other Business Activities; Rohde Financial Group LLC; to sell individual & grp health insurance through Aetna & Blue Cross Blue Shield to our clients due to Ameriprise platforms no longer having a selling agreement for health insurance. We have several current clients that have purchased insurance through us through Assurant and they are getting cancelled at their next renewal. We'd like to be able to continue to help them and provide a solution through Aetna or BCBS to have a shot to keep the business.; 5606 N Navarro Ste 207 Victoria, TX 77904, ,; ; 06/24/2015; 10 to 19 hours per month; 10 to 19 during trading hours / Beachbody; will sign up as a discount coach to get discounts on personal supplements; 943 Lakeshore Dr, , Victoria, TX, 77905; Not Investment-Related; 10/01/2019; 0 hours per month; 0 during trading hours / Youtube channel; auto reviews along with restoration auto project videos on youtube which will eventually create some income from youtube monetization; 943 Lakeshore Dr, , Victoria, TX, 77905; Not Investment-Related; 12/15/2020; 1 to 9 hours per month; 0 during trading hours / Monster Trucks; monster truck shows & promotion; 943 Lakeshore Dr, , Victoria, TX, 77905; Not Investment-Related; 12/15/2020; 1 to 9 hours per month; 0 during trading hours / Optavia; health coaching using habits of health & meal plans; 943 Lakeshore Dr, , Victoria, TX, 77905; Not Investment-Related; 03/09/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2014-02-20