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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-06-03
  • TX RA
    APPROVED
    Since 2014-06-03

Branch Locations

4200 Westheimer Rd Suite 100, Houston, TX 77027 • United States

1865 Highway 6 Suite 110, Sugar Land, TX 77478-5096 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Sugar Land TX 05/2014 Present
Charles Schwab Bank Ssb Sugar Land TX 05/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-27
S63 Uniform Securities Agent State Law Examination 2007-01-26
  • S66 Uniform Combined State Law Examination
    2012-11-27
  • S63 Uniform Securities Agent State Law Examination
    2007-01-26
Other Names
  • Michael L Fuller
  • Michael L Fuller
  • Michael Lee Fuller
  • Michael Lee Fuller

View on SEC IAPD

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