David Michael Barnd

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 10/2016
  Putnam Inv./Putnam Retail Management
  Andover, MA
• 11/2016 → Present
  Nuveen Securities, Ll
  Nashville, TN
• 11/2016 → Present
  Nuveen Asset Management, Llc
  Chicago, IL

Other Businesses

1) SPRINGBROOK RANCH, LLC; FAMILY OWNED ALFALFA RANCH IN SOUTHWEST COLORADO; MY INVOLVEMENT IN THE RANCH EXTENDS ONLY TO MY NAME BEING ON THE LLC DOCUMENTS AND RECEIVING AN EMAIL ANNUALLY DESCRIBING THE STATUS OF THE RANCH; THE DAY TO DAY OPERATION IS HANDLED BY MY FATHER AND THE RANCH IS OPERATED BY A FARMER IN COLORADO; START DATE: 11/10/2016; 0 HOURS PER MONTH; WILL NOT CONFLICT WITH MY RESPONSIBILITIES AT NUVEEN. 2) CONSORTIUM OF 7 (C7); FUNDRAISING GROUP FILING FOR A 501(c)3; BOARD MEMBER; CONTACT PERSON FOR VENDORS TO DONATE PRODUCTS AND SERVICES TO THE 501(c)3; VOLUNTEER - NO COMPENSATION; WILL NOT CONFLICT WITH MY RESPONSIBILITIES AT NUVEEN; START DATE: 7-11-19

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-01-05
• S63 Uniform Securities Agent State Law Examination
  2014-08-29