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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-01-02 |
Branch Locations
4410 Golf Terrace Suite #101, Eau Claire, WI 54701 • United States
2919 Schneider Ave Se, Menomonie, WI 54751 • United States
Clayton, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2006 | 05/2025 |
| Northwestern Mutual Investment Services, Llc | Amery | WI | 05/2011 | 05/2025 |
| Lpl Financial, Llc | Menomonie | WI | 06/2025 | Present |
1. 06/02/2025 - Waznik Heike Group, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - Menomonie, WI 54751 - Satrt Date:06/01/2025 - 160 Hrs/Mth - 8 Hrs During Trading. - Time Spent: 60 2. 06/02/2025 - Steven A. Helling - Non-Variable Insurance Trails Only - Investment Related - Clayton, WI 54004 - Start Date: 02/01/2006 - 1 Hrs/Mth - 0 Hrs During Trading. - Time Spent: 1 3) 07/03/2025 - Mass Mutual - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:07/01/2025 - 20 Hrs/Mth - 20 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2006-04-17 |
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