Luke Thomas Merry

Employer firm

Principled Wealth Advisors, LLC CRD 138143

$252M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 08/2017
  Fidelity Brokerage Services, Llc
  Covington, KY
• 08/2017 → Present
  Principled Wealth Advisors, Llc
  Covington, KY
• 01/2018 → 03/2026
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2020-01-14 → 2026-04-01
  Commonwealth Financial Network
  Covington, KY

Other Businesses

1. Co-owner, Principled Wealth Advisors; a private entity established to facilitate advisory business; as of 1/09/2026; 100% of time spent during business hours; Covington, KY; Investment related. 2. Founder, Little Liturgy; 3D printing and selling toy figures, Located at 155 Connor Lane, Lewis Center, OH 43035, as of 05/31/2023; 0% time spent during business hours; Not investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-11-02
• S63 Uniform Securities Agent State Law Examination
  2015-09-14

Designations

• Certified Financial Planner

Other Names

• Luke T Merry