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Cathy Anne Maestas

Cetera Investment Advisers LLC

Northglenn, CO

Northglenn, CO

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-06-29
  • CO RA
    APPROVED
    Since 2023-06-29

Branch Locations

930 Kennedy Dr, Northglenn, CO 80234 • United States

Northglenn, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors St Cloud MN 05/2013 Present
Summit Brokerage Services, Inc. Boca Raton FL 02/2014 Present
First Allied Securities, Inc. (Fasi) San Diego CA 02/2014 09/2022
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
  • 05/2013 → Present
    Cetera Advisors
    St Cloud, MN
  • 02/2014 → Present
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 02/2014 → 09/2022
    First Allied Securities, Inc. (Fasi)
    San Diego, CA
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-26
  • S66 Uniform Combined State Law Examination
    2014-08-26

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
AMERIPRISE FINANCIAL SERVICES, LLC
J.P. MORGAN SECURITIES LLC
PFS INVESTMENTS INC.

Other Investors

JOSEPH PETER MICHALSKI
Monica Lourdes Marquez
JASON ANTHONY WOODARD
ADAM PAUL BIRD
Jacob Ryan Rueter
JENNIFER KOONZ TREMBLEY
MATTHEW STEPHEN MONKS
WAYNE ROBERT VERITY

Other Offices

FORTIFIED WEALTH STRATEGIES, INC. · NORTHGLENN, CO
EDWARD JONES · NORTHGLENN, CO
ALLSTATE FINANCIAL ADVISORS, LLC · Northglenn, CO
STATE FARM INVESTMENT MANAGEMENT CORP. · Northglenn, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · THORNTON, CO
AMERIPRISE FINANCIAL SERVICES, LLC · THORNTON, CO
J.P. MORGAN SECURITIES LLC · WESTMINSTER, CO
PFS INVESTMENTS INC. · NORTHGLENN, CO

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