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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-09 |
| CT | RA | APPROVED | 2019-10-22 |
| TX | RA | APPROVED | 2019-10-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pittsford | NY | 05/2013 | 09/2019 |
| Bank Of America, N.A. | Pittsford | NY | 10/2013 | 10/2019 |
| Stifel Nicolaus & Co Inc | Rochester | NY | 10/2019 | Present |
1. Wilmot Cancer Institute; 601 Elmwood Ave Rochester NY 14642; Hospital- cancer research and treatment; Advisory Board Member; Community outreach and fundraising; 6/19/17; 5 hr/qtr; During securities trading hours; Not investment related. 2. Ledgewood Family Property, LLC; 38050 Legewood Lane, Clayton, NY 13624; A family home; Member; Share in expenses and upkeep of the home located at the same address; 05/01/2023; 1 Hour per Month; Not during securities trading hours; Not Investment-Related. 3. Warrior Cards, Inc.; 623 South St. Highland, NY 12528; Provide pediatric cancer patients with gifts, primarily sports and trading card packs and boxes; Treasurer; Advise the CEO on significant expenditures, review financial statements and provides reports to the board; 09/01/2025; 3hrs/qtr; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-31 |
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