Leslie Ann Ranger

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2016 → 01/2024
  Edward Jones
  Saint Louis, MO
• 09/2013 → 10/2016
  Edward Jones
  St. Louis, MO
• 02/2024 → 06/2024
  Securities America, Inc
  Plattsburg, NY
• 02/2024 → 06/2024
  Securities America Advisors
  Plattsburg, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Plattsburgh, NY

Previous Registrations

• 2024-02-23 → 2024-06-14
  Securities America Advisors, Inc.
  Plattsburg, NY
• 2017-02-17 → 2024-02-03
  Edward Jones
  Plattsburgh, NY
  Dannemora, NY
  St Louis, MO
  Plattsburgh, NY

Other Businesses

1. CLINTON COUNTY ENHANCED-MULTIDISCIPLINARY TEAM POSITION: Team Member NATURE: I am a member of the team. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/22/2018 ADDRESS: 1349 Military Turnpike, PLATTSBURGH NY 12901 DESCRIPTION: This is group that meets once a month to discuss the state of financial exploitation in our county specifically cases involving individuals over 60. We discuss what is happening with the case and come up with ideas on ways to help the individual with services available in the community. 2. HIGHLAND CAPITAL POSITION: sales NATURE: Insurance and Annuity Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/21/2024 ADDRESS: 14 Meadowview Dr, Dannemora NY 12929, United States DESCRIPTION: Selling insurance policies and annuities when it is appropriate for the client. 3. CLINTON COUNTY ENHANCED-MULTIDISCIPLINARY TEAM POSITION: Team Member NATURE: I am a member of the team. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/22/2018 ADDRESS: 1349 Military Turnpike, PLATTSBURGH NY 12901, United States DESCRIPTION: This is group that meets once a month to discuss the state of financial exploitation in our county specifically cases involving individuals over 60. We discuss what is happening with the case and come up with ideas on ways to help the individual with services available in the community. 4. SWEENEY RANGER FINANCIAL SERVICES POSITION: Owner NATURE: DBA which provides the marketing name my branch will be marketed as. INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 09/20/2024 ADDRESS: 14 Meadowview Dr, Dannemora NY 12929, United States DESCRIPTION: Financial advisor 5. SWEENEY RANGER CONSULTING POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 03/10/2026 ADDRESS: 14 Meadowview Dr, Dannemora NY 12929, United States DESCRIPTION: This is my marketing name for my financial advising business.

Exams

• S66 Uniform Combined State Law Examination
  2016-12-17

Other Names

• Leslie Ann Sweeney