Arianne Deborah Rodriguez

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-05-17
MD	RA	APPROVED	2018-05-17
TX	RA	APPROVED	2018-05-01

Branch Locations

Clinton, MD • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Camp Hill	PA	05/2013	06/2021
Cleaning Business	Harrisburg	PA	06/2006	10/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Annapolis	MD	06/2021	Present
Bank Of America, N.A.	Annapolis	MD	08/2021	Present

05/2013 → 06/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Camp Hill, PA
06/2006 → 10/2016

Cleaning Business

Harrisburg, PA
06/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Annapolis, MD
08/2021 → Present

Bank Of America, N.A.

Annapolis, MD

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-04-23