Richard Albert Wilson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 06/2018
  Gleaner Financial
  Adrian, MI
• 04/2018 → 07/2018
  Pruco Securities, Llc
  Bellevue, WA
• 04/2018 → 07/2018
  The Prudential Insurance Company Of America
  Bellevue, WA
• 08/2018 → 04/2019
  Cfd Investments
  Gig Harbor, WA
• 08/2018 → 04/2019
  Creative Financial Designs, Inc
  Gig Harbor, WA
• 08/2018 → Present
  Rich Wilson Consulting
  Gig Harbor, WA
• 05/2019 → Present
  Lpl Financial
  Gig Harbor, WA

Previous Registrations

• 2018-08-23 → 2019-04-29
  Creative Financial Designs, Inc.
  Gig Harbor, WA
  Kokomo, IN
• 2018-04-25 → 2018-07-27
  Pruco Securities, Llc.
  Gig Harbor, WA
  Mercer Island, WA
• 2016-11-11 → 2018-01-02
  Creative Financial Designs, Inc.
  Adrian, MI
  Kokomo, IN
• 2014-01-09 → 2016-03-01
  Spc
  Ann Arbor, MI

Other Businesses

1- 02/2024 / Retirement Referral Network. LLC / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2- 02/2024 / 5000 BRIDGEPORT, LLC- Commercial Rental Property / Real Estate Rental / Investment Related/ 10 hrs mth / Start date: 01/2024 3- 02/2024 / 30063 Lilliwaup, LLC / Real Estate Rental / Investment Related / 10 hrs mth / Start date: 12/2023 4- 02/2024 / 30061 Lilliwaup, LLC / Real Estate Rental / Investment Related / 10 hrs mth / Start date: 12/2023 5- 02/2024 / LILLIWAUP FOREST HOME, LLC / Real Estate Rental / Investment Related / 10 hrs mth / Start date: 08/2020 6- 11/08/2024 - 10921 Branch Place LLC - Real Estate Rental - Investment Related - Port Orchard, WA - Start Date 11/07/2024 - 5 Hours Per Month/ 0 Hours during Trading

Exams

• S66 Uniform Combined State Law Examination
  2024-05-15
• S63 Uniform Securities Agent State Law Examination
  2014-01-27
• S65 Uniform Investment Adviser Law Examination
  2014-01-03

Other Names

• Richie Wilson
• Rich Wilson