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Arkadios Wealth Advisors CRD 288863
$8.79B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-02-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dempsey Lord Smith, Llc | Rome | GA | 10/2016 | 11/2025 |
| Coastal Equities, Inc | Wilmington | DE | 04/2016 | 10/2016 |
| Roger's Retirement Readiness Alliance Llc | Alpharetta | GA | 10/2016 | 10/2020 |
| Dempsey Lord Smith, Llc | Rome | GA | 09/2017 | 02/2026 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2025 | 02/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2025 | 02/2026 |
| Arkadios Capital | Atlanta | GA | 02/2026 | Present |
| Arkadios Wealth Advisers | Atlanta | GA | 02/2026 | Present |
1. DANIEL KISTLER, Private Residence, United States, START DATE 10/2025, Owner, Insurance/Benefits/Human Resources, INV REL, 5 HR/MO - 5 HR/MO TRADING 2. Legacy Financial GA, Is Investment Related, Private residence, United States, Various insurance companies, Financial Advisor,6/3/2014,2 hours per month,2 hours per month during trading hours, Commission Compensation, I have my insurance license. I don't do very much on that side but it does come up from time to time. It is with various companies. I will make sure that if I have any new opportunities come up that I double check I can sell before talking with client.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-03 |
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