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Brian Raimann

Charles Schwab & Co., Inc.

Franklin, TN

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-01-27
  • TN RA
    APPROVED
    Since 2022-01-27

Branch Locations

520 Cool Springs Blvd, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Franklin TN 03/2015 07/2024
Charles Schwab & Co., Inc. Franklin TN 01/2022 Present
Td Ameritrade Investment Management, Llc Franklin TN 03/2015 09/2023
Charles Schwab Bank, Ssb Franklin TN 07/2022 Present
  • 03/2015 → 07/2024
    Td Ameritrade, Inc.
    Franklin, TN
  • 01/2022 → Present
    Charles Schwab & Co., Inc.
    Franklin, TN
  • 03/2015 → 09/2023
    Td Ameritrade Investment Management, Llc
    Franklin, TN
  • 07/2022 → Present
    Charles Schwab Bank, Ssb
    Franklin, TN
Previous Registrations
  • 2015-03-16 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Brentwood, TN
    Nashville, TN
    Franklin, TN
  • 2015-03-16 → 2022-10-14
    Td Ameritrade, Inc.
    Nashville, TN
    Franklin, TN
    Omaha, NE
  • 2013-08-19 → 2015-03-02
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Naples, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-15
  • S66 Uniform Combined State Law Examination
    2013-08-15
Other Names
  • Brian Fredrick Raimann

View on SEC IAPD

Other Firms

SAGESPRING WEALTH PARTNERS
D.A. DAVIDSON & CO.
LPL FINANCIAL LLC
EQUITABLE ADVISORS, LLC
ONEDIGITAL
EDWARD JONES
EFINANCIAL ALLIANCE, LLC
ARKADIOS WEALTH ADVISORS

Other Investors

Jeffrey Thomas Dobyns
BOB CLAY SIRCY
LAURIE L SNIVELY
Dorothi Leigh Brown
Jessica Rose Colston
CASH TUNSTALL
JEFFERY BRADFORD BOWLIN
JACOB CARL POWELL

Other Offices

SAGESPRING WEALTH PARTNERS · Franklin, TN
D.A. DAVIDSON & CO. · FRANKLIN, TN
LPL FINANCIAL LLC · FRANKLIN, TN
EQUITABLE ADVISORS, LLC · FRANKLIN, TN
ONEDIGITAL · Franklin, TN
ONEDIGITAL · FRANKLIN, TN
EDWARD JONES · FRANKLIN, TN
EFINANCIAL ALLIANCE, LLC · FRANKLIN, TN

More in Franklin, TN

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