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Brett Monsein

Rockefeller Capital Management

Bethesda, MD

Rockefeller Financial LLC

Florham Park, NJ

Bethesda, MD

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Current Employers
Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-06-03
TX RA APPROVED 2026-06-03
  • MD RA
    APPROVED
    Since 2026-06-03
  • TX RA
    APPROVED
    Since 2026-06-03

Branch Locations

2 Bethesda Metro Center, Suite 800, Bethesda, MD 20814 • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-04-29
TX RA APPROVED 2022-04-29
  • MD RA
    APPROVED
    Since 2022-04-29
  • TX RA
    APPROVED
    Since 2022-04-29

Branch Locations

180 Park Ave Suite 203, Florham Park, NJ 07932 • United States

2 Bethesda Metro Center, Suite 800, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller Capital Management Bethesda MD 06/2026 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bethesda MD 06/2014 04/2022
Bank Of America, N.A. Bethesda MD 10/2014 04/2022
Rockefeller Financial Llc Bethesda MD 04/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-09
  • S66 Uniform Combined State Law Examination
    2014-09-09
Designations

View on SEC IAPD

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