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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-11-01 |
| NH | RA | APPROVED | 2013-09-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Portsmouth | NH | 05/2013 | Present |
| Bank Of America, N.A. | Portsmouth | NH | 10/2013 | Present |
(1)WE HAVE A FAMILY WELLNESS BUSINESS THAT HAS ANNUITY INCOME. I AM ON THE BOARD AND SPEND ONLY A FEW HOURS A MONTH ON THIS, NONE OF WHICH ARE DURING TRADING HOURS. I SIMPLY DO SOME ORGANIZATIONAL THINGS.(2)1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION2.NAME OF OUTSIDE BUSINESS ORGANIZATION: THE KNIGHT SMITH PARTNERSHIP3.INVESTMENT RELATED: N4.ADDRESS OF BUSINESS:RYE, NEW HAMPSHIRE 38705.NATURE OF BUSINESS: LLC,7.POSITION, TITLE, ASSOCIATION: OWNER, 8.START DATE OF RELATIONSHIP: 5/3/20109.NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 011.DUTIES: FAMILY OWNED WELLNESS BUSINESS. I AM AN OWNER BUT NO LONGER HAVE ANY DAY TO DAY ACTIVITIES.I*379850For profit or not for profit: Name of outside business organization: Seacoast Women's Giving CircleInvestment related: NAddress of business: New Castle, New Hampshire, 03854Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , The Giving Circle raises money from its members and then grants that money out to a local organization each year. As a board member I help to study the topic and vote on which local organization is the beneficiary of the funds raised.I*1612271For profit or not for profit: Not for ProfitName of outside business organization: Womenaid of Greater PortsmouthInvestment related: NAddress of business: Portsmouth, New HampshireNature of business: Position, title, association: Board MemberStart date of relationship: 12/06/2023Number of hours devoted: hour(s) monthlyNumber of hours devoted during trading hours: 0Duties: Not for profit that provides short term emergency funding for community members. I will be a board member that will review and vote on he funding requests. I*3830267 Entity Type: N/A Name of OBA: Carriage House Condominium Association Address: Portsmouth, New Hampshire, 3801 Investment Related: No Position, Title, Association: Officer Employee Start Date: 03/02/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: I live in a 6 unit condo building. I own one of the condos and we have a board to make decisions for the building Organize the annual meeting. Prepare an agenda. Liaise with the property manager
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-30 |
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