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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-11-22
PA RA APPROVED 2021-11-01
TX RA APPROVED 2021-11-01
  • FL RA
    APPROVED
    Since 2021-11-22
  • PA RA
    APPROVED
    Since 2021-11-01
  • TX RA
    APPROVED
    Since 2021-11-01

Branch Locations

Sarasota, FL • United States

124 Bryna Ln, Carnegie, PA 15106 • United States

Ponte Vedra Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Sarasota FL 10/2013 11/2021
Lpl Financial Sarasota FL 11/2021 Present
  • 10/2013 → 11/2021
    Fsc Securities Corporation
    Sarasota, FL
  • 11/2021 → Present
    Lpl Financial
    Sarasota, FL
Previous Registrations
  • 2014-01-15 → 2021-11-03
    Fsc Securities Corporation
    Sarasota, FL
    Sarasota, FL
Other Businesses

1)11/01/2021 - Non-Variable Insurance - Michael Kutch - Investment Related - Sarasota, FL 34240 - Start Date: 1.1.2018 - 24 Hrs/Mth - 24 Hrs During Trading - 15%. 2)11/01/2021 - Business Entity For Tax/Investment Purposes Only - SEASONS FINANCIAL ADVISORS, LLC - Not Investment Related - Sarasota, FL 34240 - Start Date: 1.1.2018. 3) 11/01/2021- DBA for LPL Business (entity for LPL business) - HPK PROVIDENT ADVISORS - Investment Related - Sarasota, FL 34240 - Start Date: 5.13.2013 4) 05/04/2023 - Nursing Your Nest Egg - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/02/2023 - 0 Hours Per Month/0 Hours During Securities Trading 5) 09/26/2025 - Real Estate Rental - Investment Related - Home Based - Start Date:09/25/2025 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-16
  • S66 Uniform Combined State Law Examination
    2013-12-16

View on SEC IAPD

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