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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-28 |
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc. | East Hills | NY | 01/2015 | 03/2017 |
| Massmutual Life Insurance Co | East Hills | NY | 07/2016 | Present |
| Mml Investors Services, Llc | East Hills | NY | 03/2017 | Present |
(1)NAME: Brent W. Henig INV REL: Y ADD: 2200 Northern Blvd Suite 200 East Hills, NY 11548 NATURE: Outside Insurance/Ind Life/Health, Group Life/Health POSITION: Sales START DATE: 8/1/2018 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 (2)NAME: Fantasy Awa INV REL: Y ADD: Residential NATURE: Retail Sales/Online Awards Retailer POSITION: Co-Founder START DATE: 04/01/2021 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DUTIES: Funding and Strategic Planning.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-07-05 |
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