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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-11-27 |
Branch Locations
1266 East Main Street 6Th Floor, Stamford, CT 06902 • United States
Vernon, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Fairfield | CT | 02/2016 | 03/2017 |
| James Corso | Fairfield | CT | 02/2016 | 03/2017 |
| Infinex Investments, Inc. | Meriden | CT | 03/2017 | 01/2019 |
| Axa Equitable | Stamford | CT | 01/2019 | 06/2020 |
| Axa Advisors, Llc | New York | NY | 01/2019 | 06/2020 |
| Equitable | Stamford | CT | 01/2019 | Present |
| Equitable Advisors, Llc | New York | NY | 01/2019 | Present |
05/31/2023, Owner, SMD Enterprises LLC, selling collectibles on eBay, 5 hrs/month, $500 monthly comp
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-17 |
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