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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-06-18 |
Branch Locations
11146 Front Street, Mokena, IL 60448 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors, Inc. | Oak Brook | IL | 04/2015 | 06/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2020 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 06/18/2020, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING. 2) CORNERSTONE PRIVATE WEALTH MANAGEMENT, 1100 JORIE BLVD, STE 251, OAK BROOK,IL, 02/2020, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 5 HR/MO, 0 HR/MO TRADING. 3) CORNERSTONE PRIVATE WEALTH MANAGEMENT, 1100 JORIE BLVD, STE 251, OAK BROOK,IL, 02/2020, OWNER, DBA, INV REL, 40 HR/MO, 40 HR/MO TRADING. 4) GRAND LODGE OF AF&AM OF THE STATE OF ILLINOIS, 2866 S VIA VERDE ST, SPRINGFIELD, IL, 02/2020, BOARD MEMBER, NIR, 2 HR/MO, 0 HR/MO TRADING. 5) CORNERSTONE PRIVATE WEALTH PARTNERS, 1100 Jorie Blvd. Suite 251, Oak Brook IL 60523, 06/2023, Owner, Owner/Partner of Business Entity, INV REL, 30 HR/MO - 30 HR/MO TRADING. 6) Scottish Rite Valley of Chicago, 383 E Lake St. Bloomingdale, IL 60108, Board Member, Officer/Director/Committee Member/Board Trustee, NIR, 3 HO/MO, 0 HR/MO TRADING 7) LIONHEART FINANCIAL LTD., 11146 Front Street, Mokena IL 60448, United States, 09/01/2025, Investment Advisor Representative, DBA Name, NIR, 0 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-21 |
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