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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-03-25
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

Union City, NJ • United States

186 Wood Ave S Suite 301, Iselin, NJ 08830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Cranford NJ 07/2014 03/2017
Mml Investors Services, Llc Iselin NJ 03/2017 Present
Massachusetts Mutual Life Insurance Company Iselin NJ 07/2016 Present
  • 07/2014 → 03/2017
    Metlife Securities Inc
    Cranford, NJ
  • 03/2017 → Present
    Iselin, NJ
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Iselin, NJ
Previous Registrations
  • 2015-02-26 → 2017-03-25
    Msi Financial Services, Inc.
    Iselin, NJ
Other Businesses

NAME: JAKE SURMA INV REL: Y ADDR: 186 WOOD AVE SOUTH STE 301 ISELIN NJ 08830 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, DISABILITY, DENTAL, LONG TERM CARE, & MEDICARE RELATED PRODCUTS POSITION: SALES/AGENT START: 07/2016 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 10.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-23
  • S66 Uniform Combined State Law Examination
    2015-01-23

View on SEC IAPD

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