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Current Employers
Jmg Financial Group Ltd

2001 Butterfield Road, Suite 1400, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-05-15
WI RA APPROVED 2024-05-15
  • IL RA
    APPROVED
    Since 2024-05-15
  • WI RA
    APPROVED
    Since 2024-05-15

Branch Locations

2001 Butterfield Road, Suite 1400, Downers Grove, IL 60515 • United States

N19W24400 Riverwood Drive, Suite 250, Pewaukee, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Accredited Investors Inc. Edina MN 08/2016 02/2019
Carlson Holdings Inc. Minnetonka MN 02/2019 05/2022
The Advocate Group, Llc Minnetonka MN 05/2022 04/2024
Jmg Financial Group, Ltd. Downers Grove IL 05/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-20
  • S66 Uniform Combined State Law Examination
    2014-06-20
Designations

View on SEC IAPD

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