Kateryn Aelyn Peguero

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 05/2017
  Jp Morgan Securities Llc
  New York, NY
• 08/2012 → 05/2017
  Jpmorgan Chase Bank
  New York, NY
• 05/2017 → 01/2022
  Ubs Financial Services Inc.
  New York, NY
• 01/2022 → Present
  Morgan Stanley
  North Plainfield, NJ

Previous Registrations

• 2022-01-18 → 2022-01-28
  Ubs Financial Services Inc.
  New York, NY

Other Businesses

*626051- KAPRI ENTERPRISES LLC; Investment related: No; NORTH PLAINFIELD, New Jersey; Retail/Online Store; I AM NOT PART OF THE LLC BUT I WAS ADVISED TO DISCLOSE IT SINCE IT BELONGS TO MY HUSBAND (proprietor, partner, officer, director, employee, trustee, agent); 03/2025; During business hours: 0; After business hours: 0; N/A

Exams

• S66 Uniform Combined State Law Examination
  2022-06-27
• S63 Uniform Securities Agent State Law Examination
  2013-10-18

Other Names

• Kateryn Caraballo
• Kateryn A Caraballo
• Kateryn A Caraballo Liranzo
• Kateryn Caraballo Liranzo
• Kateryn A Caraballo Liranzo
• Kateryn Aelyn Caraballo Liranzo