Colby Bates

Employer firm

Natixis Advisors, LLC CRD 106800

$109B regulatory AUM 21 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 07/2019
  Columbia Management Investment Distributors Inc
  Boston, MA
• 07/2019 → 04/2022
  Morgan Stanley
  Boston, MA
• 08/2019 → 04/2022
  Morgan Stanley Private Bank, N.A
  New York, NY
• 04/2022 → Present
  Natixis Distribution, Llc
  Boston, MA
• 04/2022 → Present
  Natixis Advisors, Llc
  Boston, MA

Previous Registrations

• 2019-09-16 → 2022-04-12
  Morgan Stanley
  Purchase, NY
  Boston, MA
• 2014-10-27 → 2019-08-13
  Columbia Management Investment Advisers, Llc
  Boston, MA
• 2014-03-05 → 2014-10-06
  Strategic Advisers Llc
  Merrimack, NH

Exams

• S66 Uniform Combined State Law Examination
  2014-02-25
• S63 Uniform Securities Agent State Law Examination
  2013-08-22

Other Names

• Colby James Bates