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Colby Bates

Natixis Advisors, LLC

Boston, MA

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Current Employers
Natixis Advisors, Llc

888 Boylston Street Suite 800, Boston, MA 02199 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-05-04
  • MA RA
    APPROVED
    Since 2022-05-04

Branch Locations

888 Boylston Street Suite 800, Boston, MA 02199 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Management Investment Distributors Inc Boston MA 10/2014 07/2019
Morgan Stanley Boston MA 07/2019 04/2022
Morgan Stanley Private Bank, N.A New York NY 08/2019 04/2022
Natixis Distribution, Llc Boston MA 04/2022 Present
Natixis Advisors, Llc Boston MA 04/2022 Present
  • 10/2014 → 07/2019
    Columbia Management Investment Distributors Inc
    Boston, MA
  • 07/2019 → 04/2022
    Morgan Stanley
    Boston, MA
  • 08/2019 → 04/2022
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 04/2022 → Present
    Natixis Distribution, Llc
    Boston, MA
  • 04/2022 → Present
    Natixis Advisors, Llc
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-25
S63 Uniform Securities Agent State Law Examination 2013-08-22
  • S66 Uniform Combined State Law Examination
    2014-02-25
  • S63 Uniform Securities Agent State Law Examination
    2013-08-22
Other Names
  • Colby James Bates

View on SEC IAPD

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JEFFREY ABRAHAM BESHANSKY
Holly A Dumlupinar
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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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