Benjamin Scott Falk

Robert W. Baird & Co. Incorporated

Madison West, WI

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Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2015-10-16

WI RA
APPROVED

Since 2015-10-16

Branch Locations

8000 Excelsior Dr Ste 302, Madison West, WI 53717 • United States

Waunakee, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird And Co.	Milwaukee	WI	09/2015	Present

09/2015 → Present

Robert W. Baird And Co.

Milwaukee, WI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-02-28
S63	Uniform Securities Agent State Law Examination	2014-12-16

S65 Uniform Investment Adviser Law Examination

2015-02-28
S63 Uniform Securities Agent State Law Examination

2014-12-16

View on SEC IAPD

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Other Offices

FOCUS PARTNERS WEALTH, LLC · Madison, WI

U.S. BANCORP ADVISORS, LLC · Madison, WI

UMB FINANCIAL SERVICES, INC. · Madison, WI

PARK AVENUE SECURITIES LLC · MADISON, WI

WISCONSIN CAPITAL MANAGEMENT, LLC · MADISON, WI

CMG WEALTH ADVISORS LLC · MADISON, WI

UBS FINANCIAL SERVICES INC. · MADISON, WI

LPL FINANCIAL LLC · MADISON, WI

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