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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-08-17
TX RA APPROVED_RES 2016-12-27
WI RA APPROVED 2000-07-19
  • FL RA
    APPROVED
    Since 2018-08-17
  • TX RA
    APPROVED_RES
    Since 2016-12-27
  • WI RA
    APPROVED
    Since 2000-07-19

Branch Locations

8000 Excelsior Dr Ste 302, Madison West, WI 53717 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird & Company Madison WI 01/1999 Present
  • 01/1999 → Present
    Robert W Baird & Company
    Madison, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-31
S63 Uniform Securities Agent State Law Examination 2000-07-17
  • S66 Uniform Combined State Law Examination
    2003-03-31
  • S63 Uniform Securities Agent State Law Examination
    2000-07-17
Other Names
  • Shannon Katholeen Riley
  • Shannon Katholeen Riley

View on SEC IAPD

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