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Cole Frageman

J.P. Morgan Securities LLC

Okemos, MI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-11-07
TX RA APPROVED 2018-11-02
  • MI RA
    APPROVED
    Since 2018-11-07
  • TX RA
    APPROVED
    Since 2018-11-02

Branch Locations

1749 W Grand River Ave, Okemos, MI 48864 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Chicago IL 07/2014 12/2017
Morgan Stanley Private Bank, N.A. Chicago IL 01/2015 12/2017
Charles Schwab & Co., Inc. Winnetka IL 01/2018 10/2018
Charles Schwab Bank Winnetka IL 01/2018 10/2018
Jp Morgan Securities, Llc Lansing MI 10/2018 Present
Jp Morgan Chase Bank, N.A. Lansing MI 10/2018 Present
  • 07/2014 → 12/2017
    Morgan Stanley
    Chicago, IL
  • 01/2015 → 12/2017
    Morgan Stanley Private Bank, N.A.
    Chicago, IL
  • 01/2018 → 10/2018
    Charles Schwab & Co., Inc.
    Winnetka, IL
  • 01/2018 → 10/2018
    Charles Schwab Bank
    Winnetka, IL
  • 10/2018 → Present
    Jp Morgan Securities, Llc
    Lansing, MI
  • 10/2018 → Present
    Jp Morgan Chase Bank, N.A.
    Lansing, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-25
  • S66 Uniform Combined State Law Examination
    2014-09-25
Other Names
  • Cole Frageman
  • Cole Eric Frageman

View on SEC IAPD

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Other Offices

EAGLE FINANCIAL ADVISORS, LLC · OKEMOS, MI
OSAIC WEALTH, INC. · OKEMOS, MI
EDWARD JONES · OKEMOS, MI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OKEMOS, MI
CARDINAL FINANCIAL CONSULTANTS, LLC · OKEMOS, MI
RYZOME INVESTMENT ADVISORS · OKEMOS, MI
SPC · Okemos, MI
LPL FINANCIAL LLC · OKEMOS, MI

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