Mark C Oconnor

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 09/2021
  Jpmorgan Securities Llc
  New York, NY
• 07/2015 → 09/2021
  Jpmorgan Chase Bank Na
  New York, NY
• 10/2016 → Present
  Mtl Properties, Llc.
  New Rochelle, NY
• 09/2021 → Present
  Jpmorgan Chase Bank Na
  Los Angeles, CA
• 09/2021 → Present
  Jpmorgan Securities Llc
  Los Angeles, CA
• 04/2025 → Present
  Coyote Ridge Retreat, Llc
  San Francisco, CA

Other Businesses

Entity Name: Coyote Ridge Retreat, LLC Investment related: No Address: San Francisco, CA Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 04/10/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: LLC is being created for the purposes of owning residential and potential short term rental in the great Park City area. Entity Name: MTL Properties, LLC. Investment related: Yes Address: 175 New Rochelle, NY, 10801 Nature of the other business: Real estate Position/Title/Relationship: Partial Owner Start Date: 21 Oct 2016 Approximate # of hours a month: 10 to 12 hours on the weekends. Approximate # of hours during securities hours: 0 Briefly describe your duties: The role would include sourcing potential real estate investment opportunities as well as partial maintenance and management of property(s) repairs and occupants.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-12-08
• S63 Uniform Securities Agent State Law Examination
  2017-02-16

Other Names

• Mark Christopher Oconnor