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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2015-03-19 |
Branch Locations
135 Us Highway 202 206 Suite 21, Bedminster, NJ 07921 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rider University | Lawrenceville | NJ | 09/2010 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2013 | Present |
| Northwestern Mutual Investment Services, Llc | Annandale | NJ | 01/2014 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, ERIC MARION CONSTRUCTION, LLC, 8 MYRTLE AVE, LEBANON, NEW JERSEY, STARTED 2/15/19, 41-79 HRS PER MONTH, WORKING GENERAL CONTRACTING ON WEEKENDS. 3. 5% OWNER, BDA1, LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 3/15/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 4. 100% OWNER, ERIC T. MARION MANAGEMENT, LLC, LEGAL ENTITY, START DATE: 1/1/2022, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, WEALTH MANAGEMENT ADVISOR 5. 100% OWNER, B&E COMPANIES, LLC (DBA ROUND VALLEY CROSSFIT), 1271 US-22 SUITE W12A, LEBANON, , NEW JERSEY, 08833, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 4/1/2024, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 0-5, OVERSEE THE GYM. RUN PAYROLL. MANAGE EMPLOYEES (SCHEDULING, HIRE, FIRE). WORK DOING BRAND STRATEGY AND DELEGATION; NON INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-26 |
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