Best Investors Account Sign in
Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-03-19
  • NJ RA
    APPROVED
    Since 2015-03-19

Branch Locations

135 Us Highway 202 206 Suite 21, Bedminster, NJ 07921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rider University Lawrenceville NJ 09/2010 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2013 Present
Northwestern Mutual Investment Services, Llc Annandale NJ 01/2014 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 09/2010 → Present
    Rider University
    Lawrenceville, NJ
  • 06/2013 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2014 → Present
    Annandale, NJ
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, ERIC MARION CONSTRUCTION, LLC, 8 MYRTLE AVE, LEBANON, NEW JERSEY, STARTED 2/15/19, 41-79 HRS PER MONTH, WORKING GENERAL CONTRACTING ON WEEKENDS. 3. 5% OWNER, BDA1, LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 3/15/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 4. 100% OWNER, ERIC T. MARION MANAGEMENT, LLC, LEGAL ENTITY, START DATE: 1/1/2022, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, WEALTH MANAGEMENT ADVISOR 5. 100% OWNER, B&E COMPANIES, LLC (DBA ROUND VALLEY CROSSFIT), 1271 US-22 SUITE W12A, LEBANON, , NEW JERSEY, 08833, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 4/1/2024, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 0-5, OVERSEE THE GYM. RUN PAYROLL. MANAGE EMPLOYEES (SCHEDULING, HIRE, FIRE). WORK DOING BRAND STRATEGY AND DELEGATION; NON INVESTMENT-RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-16
S63 Uniform Securities Agent State Law Examination 2014-07-26
  • S65 Uniform Investment Adviser Law Examination
    2015-03-16
  • S63 Uniform Securities Agent State Law Examination
    2014-07-26

View on SEC IAPD

More in Bedminster, NJ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor