Steven Tyler Prescott

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2023 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 09/2022 → 12/2022
  Discovery Education
  Charlotte, NC
• 03/2020 → 09/2022
  Honeywell International
  Charlotte, NC
• 02/2017 → 03/2020
  Honeywell International
  Phoenix, AZ
• 02/2015 → 01/2017
  Hewlett-Packard Financial Services
  Berkeley Heights, NJ
• 08/2022 → Present
  Play Ball Athletic Training, Llc
  Charlotte, NC
• 01/2023 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 08/2024 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC

Other Businesses

NAME OF BUSINESS: PLAY BALL ATHLETIC TRAINING, LLC NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: LLC - SPORTS TRAINING AND COACHING POSITION: OWNER/COACH START DATE: 08/2022 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: COACHING, MARKETING LLC, MANAGING LLC

Exams

• S66 Uniform Combined State Law Examination
  2024-08-19
• S63 Uniform Securities Agent State Law Examination
  2023-03-20

Other Names

• Steven T Prescott
• Steven Prescott