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Sean Mueller

LPl Enterprise, LLC

Ann Arbor, MI

CRD 6201366

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-12-05
  • MI RA
    APPROVED
    Since 2024-12-05

Branch Locations

24 Frank Lloyd Wright Drive Suite L-4000, Ann Arbor, MI 48105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2014 11/2024
Northwestern Mutual Investment Services Llc Troy MI 07/2015 11/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2017 11/2024
Lpl Enterprise Fort Mill SC 12/2024 Present
  • 06/2014 → 11/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2015 → 11/2024
    Northwestern Mutual Investment Services Llc
    Troy, MI
  • 03/2017 → 11/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 12/2024 → Present
    Lpl Enterprise
    Fort Mill, SC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-08-01
  • S63 Uniform Securities Agent State Law Examination
    2015-08-01
Designations
  • Certified Financial Planner
Other Names
  • Sean Phillip Mueller
  • Sean Mueller
  • Sean Mueller

View on SEC IAPD

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