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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-12-01 |
| TX | RA | APPROVED | 2025-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Optima Financial Inc | Denver | CO | 12/2025 | Present |
| Transamerica | Denver | CO | 05/2017 | 08/2017 |
| Tamayo Mexican Restaurant | Denver | CO | 05/2018 | 07/2018 |
| University Of Colorado Denver | Denver | CO | 08/2015 | 12/2018 |
| Lpl Financial Llc | Denver | CO | 07/2013 | 12/2025 |
| Gps Wealth Strategies Group, Llc | Denver | CO | 01/2021 | 12/2025 |
| Gore Financial Management Inc. | Cetennial | CO | 01/2023 | Present |
| Raymond James Financial Services Inc. | Centennial | CO | 12/2025 | Present |
| Raymond James Financial Services Advisors Inc. | Centennial | CO | 12/2025 | Present |
(1)Name of Business: Corgi Finanical Inc Address: 6534 S Garland Way, Littleton, CO, 80123, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 12/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is the corporation I use for cash flow for my investment business income.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-19 |
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