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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-12-01
TX RA APPROVED 2025-12-01
  • CO RA
    APPROVED
    Since 2025-12-01
  • TX RA
    APPROVED
    Since 2025-12-01

Branch Locations

6484 S Quebec St, Centennial, CO 80111 • United States

Littleton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Optima Financial Inc Denver CO 12/2025 Present
Transamerica Denver CO 05/2017 08/2017
Tamayo Mexican Restaurant Denver CO 05/2018 07/2018
University Of Colorado Denver Denver CO 08/2015 12/2018
Lpl Financial Llc Denver CO 07/2013 12/2025
Gps Wealth Strategies Group, Llc Denver CO 01/2021 12/2025
Gore Financial Management Inc. Cetennial CO 01/2023 Present
Raymond James Financial Services Inc. Centennial CO 12/2025 Present
Raymond James Financial Services Advisors Inc. Centennial CO 12/2025 Present
  • 12/2025 → Present
    Optima Financial Inc
    Denver, CO
  • 05/2017 → 08/2017
    Transamerica
    Denver, CO
  • 05/2018 → 07/2018
    Tamayo Mexican Restaurant
    Denver, CO
  • 08/2015 → 12/2018
    University Of Colorado Denver
    Denver, CO
  • 07/2013 → 12/2025
    Lpl Financial Llc
    Denver, CO
  • 01/2021 → 12/2025
    Gps Wealth Strategies Group, Llc
    Denver, CO
  • 01/2023 → Present
    Gore Financial Management Inc.
    Cetennial, CO
  • 12/2025 → Present
    Raymond James Financial Services Inc.
    Centennial, CO
  • 12/2025 → Present
    Centennial, CO
Previous Registrations
  • 2021-01-05 → 2025-12-05
    Gps Wealth Strategies Group, Llc
    Centennial, CO
Other Businesses

(1)Name of Business: Corgi Finanical Inc Address: 6534 S Garland Way, Littleton, CO, 80123, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 12/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is the corporation I use for cash flow for my investment business income.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-19
  • S66 Uniform Combined State Law Examination
    2020-05-19
Other Names
  • Madison Elizabeth Gore
  • Madison Weber
  • Madison Elizabeth Weber

View on SEC IAPD

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