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Patrick James Rosenella

LPl Enterprise, LLC

Harrisburg, PA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

2209 Forest Hills Dr. Suite 20, Harrisburg, PA 17112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Harrisburg PA 04/2014 11/2024
Prudential Insurance Company Of America Harrisburg PA 04/2014 Present
Lpl Enterprise, Llc Harrisburg PA 11/2024 Present
Previous Registrations
Other Businesses

1) 02/21/2025-Forest Hills Financial Advisors-DBA for LPL Business (entity for LPL business)-inv. related-at reported business location(s)-start date 03/01/2023- 160hrs/mnth-160hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-24
S63 Uniform Securities Agent State Law Examination 2014-03-20
  • S65 Uniform Investment Adviser Law Examination
    2014-11-24
  • S63 Uniform Securities Agent State Law Examination
    2014-03-20

View on SEC IAPD

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