Thomas Anthony Bucholtz

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bedford, TX
• 08/2016 → 09/2016
  Unemployed
  Dallas, TX
• 01/2018 → Present
  Bank Of America, N.A.
  Bedford, TX

Previous Registrations

• 2015-11-16 → 2016-08-12
  Ameriprise Financial Services, Llc
  Richardson, TX
  Richardson, TX

Other Businesses

I*399707 Entity Type: Charitable Name of outside business organization: MLL Mission Corporation Investment related: No Address of business: Dallas, Texas, 75219 Position, title, association: Committee, Director, Fundraising committee Start date of relationship: 4/21/2021 Number of hours devoted: 10 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: In honor of a good friend that passed away, three of us started a non profit organization to honor him. We currently use donations to send under privileged kids to sports camps by providing scholarships to cover the costs they cannot afford. I*4405271 Entity Type: Fiduciary role Name of OBA: T. A B. TTEE U/A DTD 03/12/2026 E.E B TRUST Address: Dallas, Texas, 75218 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 04/17/2026 Number of Hours: 5, Weekly Number of Hours during trading: 0 Duties: Trustee/Parents

Exams

• S66 Uniform Combined State Law Examination
  2015-11-06