Daniel Stuart Cook

Citigroup Global Markets Inc.

Lindenhurst, NY

CRD 6200838

Claim This Profile

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-17
CT	RA	APPROVED	2018-04-16

NY RA
APPROVED

Since 2021-08-17
CT RA
APPROVED

Since 2018-04-16

Branch Locations

Citi Retail Banking 131 Alexander Avenue, Lake Grove, NY 11755 • United States

Citi Wealth Management, Sales 5801 Sunrise Highway, Holbrook, NY 11747 • United States

Lindenhurst, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capital One Investing	Melville	NY	02/2016	03/2018
Citigroup	Melville	NY	04/2018	Present

02/2016 → 03/2018

Capital One Investing

Melville, NY
04/2018 → Present

Citigroup

Melville, NY

Previous Registrations

2016-02-17 → 2018-04-16

Capital One Advisors, Llc

Mclean, VA
2014-01-17 → 2015-06-10

Equitable Advisors, Llc

Shelton, CT

East Haven, CT

Stamford, CT

Milford, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-12-13

S66 Uniform Combined State Law Examination

2013-12-13

View on SEC IAPD

More in Lake Grove, NY

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor