Andrew B Goldstein

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED	2018-03-06
CT	RA	APPROVED	2017-09-11

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED

Since 2018-03-06
CT RA
APPROVED

Since 2017-09-11

Branch Locations

2000 Westchester Avenue 1Nc, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	New York	NY	08/2016	Present
Morgan Stanley Private Bank, N.A	New York	NY	05/2020	Present

08/2016 → Present

Morgan Stanley

New York, NY
05/2020 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Other Businesses

*547984 - Select Human Services; Investment related No; Pleasantville, New York; Non-Profit Voluntary Agency; Volunteer "Friend" (proprietor, partner, officer, director, employee, trustee, agent); 05/2023 ; During business hours: 0; After business hours: 20; Labor/Service. *558313 - C7 Capital LLC ; Investment related - Yes ; Briarcliff Manor, New York ; Real Estate ; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent) ; 7/2023 ; During business hours : 0 ; After business hours : 10 ; Property Management

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-09-11

S66 Uniform Combined State Law Examination

2017-09-11

Other Names

Andrew Goldstein

View on SEC IAPD