Phebe Etchu

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 08/2020
  Charles Schwab & Co., Inc
  Westlake, TX
• 08/2016 → 08/2020
  Schwab Private Client Investment Advisory, Inc
  Westlake, TX
• 08/2020 → 04/2022
  Personal Capital Advisors
  Dallas, TX
• 02/2022 → 12/2022
  Charles Schwab & Co., Inc.
  Westlake, TX
• 01/2023 → Present
  Ubs Financial Service
  Dallas,, TX

Previous Registrations

• 2022-05-05 → 2023-01-25
  Charles Schwab & Co., Inc.
  Westlake, TX
• 2020-08-20 → 2022-04-27
  Personal Capital Advisors Corporation
  Dallas, TX
• 2016-11-04 → 2020-08-20
  Schwab Wealth Advisory, Inc.
  Westlake, TX
  Fort Worth, TX
  Westlake, TX

Exams

• S66 Uniform Combined State Law Examination
  2016-11-04
• S63 Uniform Securities Agent State Law Examination
  2013-07-12

Other Names

• Phebe Esongba Etchu