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Gregory Maffei

New York Life Investment Management LLC

Milltown, NJ

New York, NY

CRD 6200437

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Employer firm

New York Life Investment Management LLC CRD 109591

$121B regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
New York Life Investment Management Llc

51 Madison Avenue, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-04-29
  • NJ RA
    APPROVED
    Since 2026-04-29

Branch Locations

Milltown, NJ • United States

51 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Investments New York NY 06/2014 Present
  • 06/2014 → Present
    New York Life Investments
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-15
  • S66 Uniform Combined State Law Examination
    2014-08-15

View on SEC IAPD

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