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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-05-13 |
| TX | RA | APPROVED | 2020-04-07 |
| DC | RA | APPROVED | 2019-03-26 |
Branch Locations
1776 I Street, Washington, DC 20006 • United States
Frederick, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Palo Alto | CA | 05/2017 | 03/2019 |
| Stifel Nicolaus & Co Inc | Washington | DC | 03/2019 | Present |
| Morgan Stanley | Potomac | MD | 07/2015 | 05/2017 |
| Ams.NEt | Livermore | CA | 01/2011 | Present |
1. AMS.NET; 502 COMMERCE WAY IN LIVERMORE, CA 94551; Technology solutions provider; Database Specialist; transcribe data for record keeping; 01/01/2013; 20 hrs/week; Not During Security Trading Hours; Not Investment-Related 2. Notary-DC; 1776 I ST NW FL 9 Washington DC 20006; Notary; notarize documents as needed; 04/01/2019; 5 hrs/year; During Security Trading Hours; Not Investment-Related 3. MGT; 502 Commerce Way Livermore, CA 94551; Technology solutions provider; Database Specialist; transcribe data for record keeping; 01/01/2013; 20hrs/wk; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-03 |
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