Trissa Yvonne Monaghan

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 03/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palo Alto, CA
• 03/2019 → Present
  Stifel Nicolaus & Co Inc
  Washington, DC
• 07/2015 → 05/2017
  Morgan Stanley
  Potomac, MD
• 01/2011 → Present
  Ams.NEt
  Livermore, CA

Previous Registrations

• 2017-06-08 → 2019-03-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palo Alto, CA
  Washington, DC
• 2014-09-03 → 2017-06-05
  Morgan Stanley
  Santa Rosa, CA
  Potomac, MD

Other Businesses

1. AMS.NET; 502 COMMERCE WAY IN LIVERMORE, CA 94551; Technology solutions provider; Database Specialist; transcribe data for record keeping; 01/01/2013; 20 hrs/week; Not During Security Trading Hours; Not Investment-Related 2. Notary-DC; 1776 I ST NW FL 9 Washington DC 20006; Notary; notarize documents as needed; 04/01/2019; 5 hrs/year; During Security Trading Hours; Not Investment-Related 3. MGT; 502 Commerce Way Livermore, CA 94551; Technology solutions provider; Database Specialist; transcribe data for record keeping; 01/01/2013; 20hrs/wk; Not during securities trading hours; Not investment related

Exams

• S66 Uniform Combined State Law Examination
  2014-09-03

Other Names

• Trissa Yvonne Stovall
• Trissa Yvonne Monaghan
• Trissa Monaghan