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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-14
TN RA APPROVED 2020-06-30
  • TX RA
    APPROVED_RES
    Since 2022-04-14
  • TN RA
    APPROVED
    Since 2020-06-30

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

541 N Mt Juliet Rd Suite 2202, Mount Juliet, TN 37122 • United States

Mount Juliet, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning Fort Worth TX 06/2013 Present
United States Army Reserve Sacramento CA 10/2005 Present
First Command Insurance Services, Inc. Fort Worth TX 06/2013 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
  • 06/2013 → Present
    First Command Financial Planning
    Fort Worth, TX
  • 10/2005 → Present
    United States Army Reserve
    Sacramento, CA
  • 06/2013 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
  • 12/2015 → Present
    Fort Worth, TX
Other Businesses

Name: Department of Defense Investment-related: No Address: 0084 TC GRT LAKES TD 1 BD DET2 3598 BELL ROAD, NASHVILLE, TN 37214-2677 Nature of the other business: Military Your position: Army Officer Start date: 05/01/20 The approximate number of hours/month you devote to the other business: 11 - 20 During securities trading hours: None Description of duties: I have rejoined the Army reserves since last year's checklist.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-24
  • S66 Uniform Combined State Law Examination
    2013-11-24

View on SEC IAPD

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