Ryan Adam Guss

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-05-01
TX	RA	APPROVED	2024-05-01

NJ RA
APPROVED

Since 2024-05-01
TX RA
APPROVED

Since 2024-05-01

Branch Locations

51 Haddonfield Road Suite 260, Cherry Hill, NJ 08002 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

51 Haddonfield Rd Ste 260, Cherry Hill, NJ 08002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors Corporation	Cherry Hill	NJ	12/2014	05/2024
Lpl Financial Llc	Cherry Hill	NJ	05/2024	Present

12/2014 → 05/2024

Lincoln Financial Advisors Corporation

Cherry Hill, NJ
05/2024 → Present

Lpl Financial Llc

Cherry Hill, NJ

Previous Registrations

2015-04-17 → 2024-05-01

Osaic Fa, Inc.

Cherry Hill, NJ

Other Businesses

1. 03/18/2024- Wealth Pilot Financial- DBA for LPL Business (entity for LPL business)- At Reported Business Location (s)- Inv Rel 2. 3/18/2024- Non-Variable Insurance- New Jersey 08002- Inv Rel- 4 hrs per mnth- 1 hr during trading- start date 06/09/2014 3. 03/18/2024- The Resources Group LLC- Business Entity For Tax/Investment Purposes Only- New Jersey 08002- Non Inv Rel- 12 hrs per mnth- 3 hr during trading- start date 06/09/2014

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-04-14

S66 Uniform Combined State Law Examination

2015-04-14

View on SEC IAPD