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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-14 |
| WA | RA | APPROVED | 2013-12-09 |
Branch Locations
700 Washington St 5Th Fl [Ox-Rbo], Vancouver, WA 98660 • United States
1300 Sw 5Th Ave 15Th Fl [Oo-Rbo], Portland, OR 97201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Vancouver | WA | 05/2013 | 11/2016 |
| Wells Fargo Bank | Vancouver | WA | 05/2003 | Present |
| Wells Fargo Clearing Services, Llc | Vancouver | WA | 11/2016 | Present |
SKYLINE RIDGE CONSTRUCTION, LLC; NOT INV RELATED; WASHOUGAL, WA; 100% OWNERSHIP BY SPOUSE; START 10/29/2024; 1 HOUR PER MONTH, 0 DURING TRADING; CHECK SIGNER FOR SPOUSES CONSTRUCTION BUSINESS. RENTAL PROPERTY, INV RELATED, WASHOUGAL, WA, 100% OWNERSHIP, START 7/29/2019, 8 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-08 |
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