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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-05-05 |
| PA | RA | APPROVED | 2018-08-29 |
Branch Locations
100 Front Street Suite 600, West Conshohocken, PA 19428 • United States
1650 Market Street 42Nd Floor, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 05/2013 | 04/2018 |
| Morgan Stanley Smith Barney Llc | West Conshohocken | PA | 06/2018 | Present |
| Unemployed | Philadelphia | PA | 04/2018 | 06/2018 |
| Morgan Stanley Smith Barney Llc | Philadelphia | PA | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-03 |
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