Zachary Maxwell Harrington

Current Employers

Rise Advisors, Llc

500 Linden Oaks Suite 320, Rochester, NY 14625 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-11-08

NY RA
APPROVED

Since 2022-11-08

Branch Locations

500 Linden Oaks Suite 320, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
High Falls Advisors, Inc.	Rochester	NY	06/2014	12/2017
Northlanding Financial Partners, Llc	Rochester	NY	12/2017	09/2020
Rise Advisors, Llc	Rochester	NY	07/2020	Present

06/2014 → 12/2017

High Falls Advisors, Inc.

Rochester, NY
12/2017 → 09/2020

Northlanding Financial Partners, Llc

Rochester, NY
07/2020 → Present

Rise Advisors, Llc

Rochester, NY

Previous Registrations

2017-12-07 → 2020-10-15

Northlanding Financial Partners, Llc

Rochester, NY
2015-01-26 → 2017-12-06

High Falls Advisors, Inc.

Rochester, NY

Other Businesses

1) Independent Insurance Agent, Sole Proprietor, Start: 10/4/2016, 400 Linden Oaks Suite 120 Rochester, NY 14625, Insurance Agency/Agent of Life, LTC & Fixed Annuities, Investment-related, 1 hour per month, .001 hours per day during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-01-26

S65 Uniform Investment Adviser Law Examination

2015-01-26

View on SEC IAPD