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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-08-04
  • MN RA
    APPROVED
    Since 2014-08-04

Branch Locations

Two Meridian Crossings Suite 450, Minneapolis, MN 55423 • United States

433 W 3Rd St. Suite 201, Red Wing, MN 55066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2014 06/2020
Equitable Advisors, Llc New York NY 06/2014 Present
Other Businesses

As of 1/1/18 New DBA " Canopy Financial Group"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-31
  • S66 Uniform Combined State Law Examination
    2014-07-31

View on SEC IAPD

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