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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-07
FL RA APPROVED 2021-09-30
NJ RA APPROVED 2017-06-23
  • TX RA
    APPROVED_RES
    Since 2022-02-07
  • FL RA
    APPROVED
    Since 2021-09-30
  • NJ RA
    APPROVED
    Since 2017-06-23

Branch Locations

801 Laurel Oak Drive Suite 500, Suntrust Building, Naples, FL 34108 • United States

801 Laurel Oak Drive Suite 201, Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triad Advisors, Inc. Norcross GA 07/2015 Present
Gitterman Wealth Management Edison NJ 05/2015 Present
  • 07/2015 → Present
    Triad Advisors, Inc.
    Norcross, GA
  • 05/2015 → Present
    Gitterman Wealth Management
    Edison, NJ
Other Businesses

1)GITTERMAN WEALTH MANAGEMENT,LLC;INVESTMENT RELATED;379 THORNALL ST,14TH FL,EDISON,NJ 08837;BRANCH OFFICE OF TRIAD ADVISORS;FINANCIAL ADVISOR;5/2015;160 HRS/MONTH;6.5 HRS DURING TRADING;SALES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-23
  • S66 Uniform Combined State Law Examination
    2015-09-23
Other Names
  • Anthony Horan
  • Anthony Joseph Horan
  • Anthony Joseph Horan
  • Anthony J Horan

View on SEC IAPD

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