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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-02-14 |
| TX | RA | APPROVED | 2022-02-15 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
80 Wolf Rd Ste 301, Albany, NY 12205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Morristown | NJ | 12/2020 | Present |
| Unemployed | North Bergen | NJ | 11/2020 | 12/2020 |
| Anheuser-Busch Inbev | New York | NY | 06/2018 | 10/2020 |
| Ernst & Young | New York | NY | 09/2015 | 06/2018 |
| Private Advisor Group, Llc | Morristown | NJ | 11/2021 | Present |
1. 01/24/2022 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/02/2021 - 160 Hour Per Month/130 Hours During Securities Trading. 2. 01/27/2022 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 11/02/2021 - 160 Hour Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 01/27/2022 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 11/02/2021 - 160 Hour Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 08/15/2024 - Albany Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/02/2024 - 40 Hours Per Month/ During Trading 5. 02/24/2026 - Albany Financial Group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-01 |
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