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Employer firm

Mma Securities LLC CRD 44254

10,839 advisory clients

Reported services (Item 5G)

  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ADVISORY SERVICES TO RETIREMENT PLAN PARTICIPANTS

From the firm’s Form ADV. Read the guides:

Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-07-02
  • WI RA
    APPROVED
    Since 2026-07-02

Branch Locations

17335 Golf Pkwy Suite 450, Brookfield, WI 53045 • United States

Cedarburg, WI • United States

6160 Golden Hills Drive, Minneapolis, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Fort Wayne IN 06/2013 05/2024
Mma Securities Llc Brookfield WI 05/2026 Present
Marsh Mclennan Agency Brookfield WI 05/2026 Present
Lincoln Financial Distributors, Inc. Fort Wayne IN 05/2024 03/2026
  • 06/2013 → 05/2024
    Lincoln Financial Advisors
    Fort Wayne, IN
  • 05/2026 → Present
    Brookfield, WI
  • 05/2026 → Present
    Marsh Mclennan Agency
    Brookfield, WI
  • 05/2024 → 03/2026
    Lincoln Financial Distributors, Inc.
    Fort Wayne, IN
Other Businesses

The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-02
S63 Uniform Securities Agent State Law Examination 2013-07-26
  • S65 Uniform Investment Adviser Law Examination
    2026-07-02
  • S63 Uniform Securities Agent State Law Examination
    2013-07-26

View on SEC IAPD

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