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4295 San Felipe Suite 300, Houston, TX 77027 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-09-02 |
Branch Locations
4295 San Felipe Suite 300, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United/Continental Airlines | Chicago | IL | 02/2006 | Present |
| Lpl Financial, Llc | Houston | TX | 07/2016 | Present |
| Symphony Financial Ltd Co | Houston | TX | 07/2016 | Present |
The name of the other business - United Airlines; whether the business is investment-related - No; the address of the other business - 17441 John F Kennedy Blvd, Houston, TX 77032; the nature of the other business - Airlines; your position - Pilot Trainer for Boeing 787; the start date of your relationship - 02/2006; the approximate number of hours/month you devote to the other business - 74; the number of hours you devote to the other business during securities trading hours - 74; and briefly describe your duties relating to the other business - train pilots.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-25 |
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